Judaics and Türkic People |
Eran Israeli-Elhaik Jewish European Ancestry: Contrasting the Rhineland and the Khazarian Hypotheses Johns Hopkins University Bloomberg School of Public Health McKusick-Nathans Institute of Genetic Medicine, Johns Hopkins University School of Medicine |
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The offered study on Ashkenazim and their relation to Khazars is a keystone study on
Ashkenazim for those interested in the Türkic
and Jewish history. Much has been done before, cherry-picked data obtained, and results
interpreted in any way based on preconceptions or blind consensus. Here, much of the
preconceptions remain, both Türkic and Caucasian peoples are treated without respect of their multi-ethnic diversity and
uniqueness, their diverse histories and origins are ignored, and results are misinterpreted,
although they appear to be in
concert with the known historical facts, processes, and developments. Among other
snippets, the Khazar migrants (i.e. Jews by confession) established the well-documented crystal glass
manufacture in Hrodno, Krakow, and Bohemia, and numerous other traces of their migration and
presence are embedded into the histories of the Byelorussia, Poland, and Bohemia, and throughout the
Eastern Europe.
Note, that according to E.Elhaik results, of the 14mln Jews (and there are another 6 mln who are all the same genetical Jews but do not go as Jews) for a total of 20 mln, 1/3 are Türkic people, 1/3 Caucasians, and 1/3 Palestinian Jews; or, if we separate the Jewish borsch into component piles, the distilled Caucasians would number 8 mln, Palestinian Jews would number 7 mln, and Turkic people would number 6 mln. That proportion stands in nearly every synagogue on the face of the earth, so when you rub your elbow with a neighbor in a synagogue, you may be rubbing a very Türkic elbow. The fellows that did not migrate westward remained in situ, grew numerically in the same proportion minus very significant assimilation, and by now are spread from Kamchatka to Hawaii. Genetically, they are not connected with Khazars, as demonstrates the following review by A.Klesov, but the “Khazars” is a rather symbolic term anyway. Also note that the term Ashkenazim was resuscitated during the Middle Ages by rabbis not too literate in history and genetics. The Biblical Ashkenazim referred to nomadic Scythians, and applied as a general term for the Türkic nomadic people. When the Kazar Kagan Joseph wrote that Khazars are the children of Ashkenaz, he was stating a universally known fact that the Türkic people were Ashkenazim, and he wrote that at least 3 centuries before the Middle Ages rabbis. The rabbis knew that too, that's why they initially applied the term Ashkenazim to the migrants from the east, but later they claimed that Ashkenazim came from the west. Many of those rabbis came from the east, and they had well-honed survival skills and the very eastern know-how on how to manipulate and rally masses. The Türkic people of Eastern Europe, including Scythians and Sarmatians, were slightly Mongoloid, say 10-20% by genes, and by the time they amalgamated into the Khazarian Jews, the proportion of Mongoloidness was diluted by a factor of 3 to 4. Hence, the genetical results among the Ashkenazi Jews record a very minor grouping of Mongoloid genes, on the diagram they are depicted in black. Khazars appeared in the Caucasus together with Bulgars; their previous territory, according to the most credible hypothesis, was the Balkh area, and apparently they were constituents of the As-Tokhar (Ch. Yuezhi) confederation that took over Bactria in the 140 BC. Bactria was immediately adjacent to their ancestral area of the Caspian-Aral mesopotamia and Amudarya-Syrdarya interfluve. S. Klyashtorny speculated that in the 600s Khazars were a rebellious subjects of the Western Türkic Kaganate, and fled to the Caucasus at that time. The term Khazaria is a politonym, and the “Khazars” mentioned in most of the contemporaneous sources have little to do with the ethnicity or genetics. The same applies to the Türkic converts to Judaism. It is most unfortunate that the terms “Khazars” and “Judeo-Khazars”, used in the E.Elhaik's and many other's works, gained a genetic dimension. Genetically, these terms are justified no more than calling “borsch” a “beet”. Beets give borsch a characteristic reddish color, but independent of their confessional affiliation they are very substantially different from the soup called “borsch”. A study on borsch would never be called a study on beets. And a study on borsch using cucumbers as surrogate for the beets has even less chances to be seriously taken as a study on beets. Lastly, and that is most interesting, Yiddish originated as a Slavic (Sorb) language, and later was re-lexified into OHG (Old High German). Now, with the invention of a heavy plow the Sorbs expanded north-west to the Germanic area from the area of today's Hungary and Bohemia, supplanting the Celtic-Germanic migrants who had only an ard scratch plow. That tells us that first, with Sorbs came their Jewish population that spoke Slavic, and second, that Hungary and Bohemia had sufficient pre-migration Jewish population to create their own Slavic-based language. The Slavic migration started in the 5th-6th cc, coincidental with the arrival of the Avars to the Hungary and Bohemia in 560 AD, and with supplanting of the local farmers to make space for the nomadic pastures. We can literally touch the carousel of history. To make things even more interesting, the Ptolemy's Serbs (Sorbs) in the 1st c. AD lived along the Itil/Volga river, they belonged to the Kangar tribes (agriculture was, and still is, impossible in the Itil/Volga steppes, only local gardening and nomadic pastoralism could be viable), and that was the area from where the Türkic Kaganate kicked out the Avars in 552 AD. And the Avars migrated to the particular area ruled by nothing less than the Sorbs from the banks of the Itil/Volga. Nobody knows what the Slavs were called in the 5th c., but at that time we already get them as Sorbs advancing into the Germanic lands. And later, the Kangars (Petchenegs/Patsinaks in the Slavic historiography) migrated, and they too moved in into the same northern Hungary and Bohemia area, and we know them again as Serbs and Horvats (Croats). And again we know them in that area as ethnically Slavs, by that time (9th c.) the name Slavs has already been established. Their language and name-changing scenario are exactly the same as for the Slavic Bulgars, Slavic Croats, Slavic Russians, Fennic Hungarians and Ossetian Digors. Here is a tunnel-vision peek into Khazar genetic history from R1b1 aspect: Life in the Khazar Kaganate was far from carefree, and religious turmoil was not any better than the political, ethnic, or military turmoils. Initially Tengrian, the core population has divided into interspersed religious fractions, after the fall of the Kaganate and the start of the ethnic-religious persecution the descendents of the converts to Judaism were finding themselves alien and defenseless. The Jewish Türks largely dispersed, joining various established Jewish communities, and establishing across the Medieval Europe a category called in Hebrew Ashkenazim. Fortunately for them, Europe was divided into uncounted number of independent and quasi-independent principalities, and some of them welcomed refugees as monetary and intellectual capital. Naturally, the Ashkenazim boys carried the Y-DNA of their ultimately Türkic forefathers, but their closer forefathers came from a hodgepodge of the Khazar Kaganate Türkic tribes that spun off millenniums earlier, and had millenniums of independent development, admixtures, and linguistic and historical evolution. Khazars were an offshoot of the Bulgars, possibly sharing common genetics. The Khazars, like Bulgars, were identified with the ancient tribe of Ases. On the genetic tree, Khazars and Bulgars would likely constitute few distinct paired branches. A separate main branch of Khazars would be that of the Suvars/Savirs/Severyans, a second-largest Kaganate's majority, who had their own history and likely distinct genetic profile. The specific Bulgar clades should have survived among the the Türkic ethnicities in the Danube Bulgaria; the specific Savir clades should have a demographical peak in the vicinity of the Desna river, from Chernigiv to Kursk, among the Ukrainian and Russian populations. These subclades should show up on the exclusively Ashkenazi DNA tree, with allocation between Bulgar and Savir branches in accordance with the Danube Bulgaria/Chernigiv results. On a deeper level, the initial appearance of the Bulgars and Huns in the Eastern Europe were likely unrelated events, the Huns migrating from the north, from the Aral and upper Itil/Volga area, and Bulgars migrating from the south, from the Bactria/Tocharistan, or the modern eastern Turkmenistan and southern Uzbekistan. They likely became the Hunno-Bulgars already in the Eastern Europe. A presence of the identical subclades in the southern Uzbekistan and the dispersal east and west of it would help to identify the Bulgar branch, and thus help to identify the Savir branch. The Savir branch should have elevated level of remnants in the vicinity of Dagestan. The number 5800 ybp (common ancestor) is quite significant in that respect, separating the Bulgar and Savir branches 2000 years prior to the Savirs/Subars' showing up in the Babylonian records in 23rd c. BC. And 28 centuries later, when Bulgars and Savirs have reunited, they spoke languages of the same Ogur family, apparently still mutually comprehensible. Not all Ashkenazim originated as Khazar subjects. Some may have quite different origin, like those that joined the Jewish communities from other Türkic lands (N.-E. Europe, Balkans, etc.), later newcomers from the Kipchak Khanate, Persian Jews via Caucasus, Iberian Jewish refugees, and the like, or may have gained their nickname by their association with the Ashkenazi communities. The breakdown supplied by E.Elhaik (Fig. 6.) sheds a valuable light on the Ashkenazim composition. Following are excerpts from an expert review by A.Klyosov, dealing with the study on a professional level (Anatoly A. Klesov, Ostensibly Khazar origin of Ashkenazi Jews. Analysis of Eran Elhaik article “The missing link of Jewish European ancestry: contrasting the Rhineland and the Khazarian hypotheses”//Genome Biology and Evolution, December 14 , 2012 //Proceedings of the Academy of DNA Genealogy, Volume 6, No. 3, March 2013, http://aklyosov.home.comcast.net. The bottom line of the review - Khazars have absolutely nothing to do with subject of the study:
With such a preface, enjoy the Ashkenazim story. You do not need to read technicalities, after Introduction you may go directly to the Discussion on page 16. The posting's notes and explanations, added to the text of the author and not noted specially, are highlighted in blue font, shown in (blue italics) in parentheses and in blue boxes. Page numbers are shown at the end of the page in blue. |
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Introduction Contemporary Eastern European Jews comprise the largest ethno-religious aggregate of modern Jewish communities, accounting for nearly 90% of over 13 million Jews worldwide (United Jewish Communities 2003). Speculated to have emerged from a small Central European founder group and maintained high endogamy, Eastern European Jews are considered invaluable subjects in disease studies (Carmeli 2004), although their ancestry remains debatable among geneticists, historians, and linguists (Wexler 1993; Brook 2006). Because correcting for population structure and using suitable controls are critical in medical studies, it is vital to test the different hypotheses pertaining to explain the ancestry of Eastern European Jews. One of the major challenges for any hypothesis is to explain the massive presence of Jews in Eastern Europe, estimated at eight million people at the beginning of the 20th century. The two dominant hypotheses depict either a sole Middle Eastern ancestry or a mixed Middle Eastern-Caucasus- European ancestry. The “Rhineland Hypothesis” envisions modern European Jews to be the descendents of the Judeans – an assortment of Israelite-Canaanite tribes of Semitic origin (Figures 1-2) (Supplementary Note). It proposes two mass migratory waves: the first occurred over the next two hundred years after the Muslim conquest Palestine (638 CE) and consisted of devoted Judeans who left Muslim Palestine for Europe (Dinur 1961; Sand 2009). It is unclear whether these migrants joined the existing Èóäîèçèðîâàí Greco-Roman communities and the extent of their contribution to the Southern European gene pool. The second wave occurred at the beginning of the 15th century by a group of 50,000 German Jews who migrated eastward and ushered an apparent hyper-baby-boom era for half a millennia affecting only Eastern Europe Jews (Atzmon et al. 2010). The annual growth rate that accounted for the populations’ rapid expansion from this small group was estimated at 1.7-2% (Straten 2007), twice the rate of any documented babyboom period and lasting 20 times longer. This growth rate is also one order of magnitude larger than that of Eastern European non-Jews in the 15th-17th centuries.4 The Rhineland Hypothesis predicts a Middle Easter ancestry to European Jews and high genetic similarity among European Jews (Ostrer 2001; Atzmon et al. 2010; Behar et al. 2010). The competing “Khazarian Hypothesis” considers Eastern European Jews the descendants of ancient and late Judeans who joined the Khazars, a confederation of Slavic, Scythian, Sabirs, Finno-Ugrian, Alan, Avars, Iranian, and Turkish tribes who formed in the northern Caucasus one of most powerful and pluralistic empires during the late Iron Age and converted to Judaism in the 8th century CE (Figures 1-2) (Polak 1951; Brook 2006; Sand 2009).
The Khazarian, Armenian, and Georgian populations forged from this amalgamation of tribes (Polak 1951), followed by high levels of isolation, differentiation, and genetic drift in situ (Balanovsky et al. 2011).
The population structure of the Judeo-Khazars was further reshaped by multiple migrations of Jews from the Byzantine Empire and Caliphate to the Khazarian Empire (Figure 1). The collapse of the Khazar Empire followed by the Black Death (1347-1348) accelerated the progressive depopulation of Khazaria (Baron 1993) in favor of the rising Polish Kingdom and Hungary (Polak 1951). The newcomers mixed with the existing Jewish communities established during the uprise of
Khazaria and spread to Central and Western Europe. The Khazarian Hypothesis predicts that European
Jews comprise of Caucasus, European, and Middle Eastern ancestries and is distinct from the
Rhineland Hypothesis in the existence of a large genetic signature of Caucasus populations. Because
some Eastern European Jews migrated west and admixed with the neighboring Jewish and non-Jewish
populations they became distinct from the remaining Eastern European Jews. Therefore, different
European Jewish communities are expected to be heterogeneous. Alternative hypotheses, such as the
“Greco-Roman Hypothesis” (Zoossmann-Diskin 2010), were also proposed to explain the origins of
European Jews; however, they do not explain the massive presence of Eastern Europeans Jews in the
20th century and therefore were not tested here. Many genetic studies attempting to settle these
competing hypotheses yielded inconsistent results. Some studies pointed at the genetic similarity between European Jews and Middle Eastern populations such as Palestinians (Hammer et al. 2000; Nebel et al. 2000; Atzmon et al. 2010), while few pointed at the similarity to Caucasus populations like Adygei (Behar et al. 2003; Levy-Coffman 2005; Kopelman et al. 2009), and others pointed at the similarity to Southern European populations like Italians (Atzmon et al. 2010; Zoossmann-Diskin 2010). Most of these studies were done in the pre-genomewide era, using uniparental markers and included different reference populations, which makes it difficult to compare their results. More recent studies employing whole genome data reported high genetic similarity of European Jews to Druze, Italian, and Middle Eastern populations (Atzmon et al. 2010; Behar et al. 2010). Motivated by the recent availability of genome-wide data for key populations, the current study aims to uncover the ancestry of Eastern and Central European Jews by contrasting the Rhineland and Khazarian Hypotheses. These hypotheses were tested here by comparing the biogeographical genetic profile of European Jews with indigenous Middle Eastern and Caucasus populations using a wide set of population genetic tools including principal component analyses (PCAs), identification of the biogeographical origins of European Jews, admixture, identity by descent (IBD), allele sharing distance (ASD), and finally by comparing haplogroup frequencies of Y and mtDNA. As the Judeans and Khazars have been vanquished and their remains have yet to be sequenced, in accordance with previous studies (Levy-Coffman 2005; Kopelman et al. 2009; Atzmon et al. 2010; Behar et al. 2010), contemporary Middle Eastern and Caucasus populations were used as surrogates. Palestinians were considered Proto-Judeans because they shared a similar linguistic, ethnic, and geographic background with the Judeans and were shown to share common ancestry with European Jews (Bonné-Tamir and Adam 1992; Nebel et al. 2000; Atzmon et al. 2010; Behar et al. 2010). Similarly, Caucasus Armenian and Georgians were considered Proto-Khazars because they emerged from the same cohort as the Khazars (Polak 1951; Dvornik 1962; Brook 2006).
Mitochondrial DNA (mtDNA) analyses corroborated the genetic similarity between Armenians and Georgians (i.e. between the Armenian and Georgian females) (Behar et al. 2010) and estimated their approximate divergence time from the Turks and Iranians 600 and 360 generations ago, respectively (Schonberg et al. 2011) (i.e. 15,000 and 9,000 ybp, the dates that do not make any sense).
Although both the Rhineland and Khazarian Hypotheses depict a Judean ancestry and are not mutually exclusive, they are well distinguished, as Caucasus and Semitic populations are considered ethnically and linguistically distinct (Patai and Patai 1975; Wexler 1993; Balanovsky et al. 2011). Jews, according to either hypothesis, are an assortment of tribes who accepted Judaism and maintained it up to this date and are, therefore, expected to exhibit certain heterogeneity with their neighboring populations. Because, according to both hypotheses, Eastern European Jews arrived in Eastern Europe roughly at the same time (13th and 15th centuries), we assumed that they experienced similar low and fixed admixture rates with the neighboring populations, estimated at 0.5% per generation over the past 50 generations (Ostrer 2001). These relatively recent admixtures have likely reshaped the population structure of all European Jews and increased the genetic distances from the Caucasus or Middle Eastern populations. Therefore, we do not expect to achieve perfect matching with the surrogate populations but rather to estimate their relatedness. Discussion
Though Judaism was born encased in theological-historical myth, no Jewish
historiography was produced from the time of Josephus Flavius (1st century CE) to the
19th century (Sand 2009). Early German historians bridged the historical gap simply by
linking modern Jews directly to the ancient Judeans (Figure 1); a paradigm that was quickly
embedded in medical science and crystallized as a narrative. Many have challenged this narrative (Koestler 1976; Straten 2007), mainly by showing that a sole Judean ancestry cannot account for the vast population of Eastern European Jews in the beginning of the 20th century without the major contribution of Judaized Khazars and by demonstrating that it is in conflict with anthropological, historical, and genetic evidence (Dinur 1961; Patai and Patai 1975; Baron 1993). With uniparental and whole genome analyses providing ambiguous answers (Levy-Coffman 2005; Atzmon et al. 2010; Behar et al. 2010), the question of European Jewish ancestry remained debated mainly between the supporters of the Rhineland and Khazarian Hypotheses. The recent availability of genomic data of Caucasus populations (Behar et al. 2010) allowed testing the Khazarian Hypothesis for the first time and prompted us to contrast the Rhineland and Khazarian Hypotheses. To evaluate the two hypotheses, we carried out a series of comparative analyses between European Jews and surrogate Khazarian (i.e. Armenian-Georgian) and Judean (i.e. Palestinian) populations posing the same question each time: are Eastern and Central European Jews genetically closer to Caucasus or Middle Eastern populations? We emphasize that these hypotheses are not exclusive and that some European Jews may have other ancestries. Our PC, biogeographical estimation, admixture, IBD, ASD, and uniparental analyses were consistent in depicting a Caucasus ancestry for European Jews. Our first analyses revealed tight genetic relationship of European Jews and Caucasus populations and pinpointed the biogeographical origin of European Jews to the south of Khazaria (Figures 3,4).
Our later analyses yielded a complex multi-ethnical ancestry with a slightly dominant Near Eastern-Caucasus ancestry, large Southern European and Middle Eastern ancestries, and a minor Eastern European contribution; the latter two differentiated Central and Eastern European Jews (Figures 4, 5 and Table 1).
While the Middle Eastern ancestry faded in the ASD and uniparental analyses, the Southern European ancestry was upheld probably attesting to its later time period (Table 1 and Figure 7). ![]() We show that the Khazarian Hypothesis offers a comprehensive explanation to the results,
including the reported Southern European (Atzmon et al. 2010; Zoossmann-Diskin 2010) and Middle
Eastern ancestries (Nebel et al. 2000; Behar et al. 2010). By contrast, the Rhineland Hypothesis could not explain the large Caucasus (i.e. Armenian and Georgian) component in European Jews, which is rare in Non-Caucasus populations (Figure 5) and the large IBD regions shared between European Jews and Caucasus populations (Armenians and Georgians) attesting to their common origins. A major difficulty with the Rhineland Hypothesis, in addition to the lack of historical and anthropological evidence to the multi-migration waves from Palestine to Europe (Straten 2003; Sand 2009), is to explain the vast population expansion of Eastern European Jews from 50 thousand (15th century) to 8 million (20th century). This growth could not possibly be the product of natural population expansion (Koestler 1976; Straten 2007), particularly one subjected to severe economic restrictions, slavery, assimilation, the Black Death and other plagues, forced and voluntary conversions, persecutions, kidnappings, rapes, exiles, wars, massacres, and pogroms (Koestler 1976; Sand 2009). Such an unnatural growth rate (1.7-2% annually) over half a millennia, affecting only Jews residing in Eastern Europe is commonly explained by a miracle (Atzmon et al. 2010). Unfortunately, this divine intervention explanation poses a new kind of problem - it is not science. Our findings reject the Rhineland Hypothesis and uphold the thesis that Eastern European Jews are Judeo-Khazars in origin. Further studies are necessary to confirm the magnitude of the Khazars demographic contribution to the demographic presence of Jews in Europe (Polak 1951; Dinur 1961; Koestler 1976; Baron 1993; Brook 2006). The most parsimonious explanation for these findings is that Eastern European Jews are of Judeo-Khazarian ancestry forged over many centuries in the Caucasus. Jewish presence in the Caucasus and later Khazaria was recorded as early as the late centuries BCE and reinforced due to the increase in trade along the Silk Road (Figure 1), the decline of Judah (1st-7th centuries), and the uprise of Christianity and Islam (Polak 1951). Greco-Roman and Mesopotamian Jews gravitating toward Khazaria were also common in the early centuries (of Khazaria) and their migrations were intensified following the Khazars’ conversion to Judaism (Polak 1951; Brook 2006; Sand 2009).
The eastward male-driven migrations (Figure 7) from Europe to Khazaria solidified the exotic Southern European ancestry in the Khazarian gene pool (i.e. in the gene pool of modern Ashkenazi Jews), (Figure 5) and increased the genetic heterogeneity of the Judeo-Khazarsl (i.e. modern Ashkenazi Jews). The religious conversion of the Khazars encompassed all the Empire’s citizens and subordinate tribes and lasted for the next 400 years (Polak 1951; Baron 1993) until the invasion of the Mongols (Polak 1951; Dinur 1961; Brook 2006).
At the final collapse of their empire (13th century), the Judeo- Khazars fled to Eastern Europe and later migrated to Central Europe and admixing with the neighboring populations. Historical and archeological findings shed light on the demographic events followed the Khazars’ conversion. During the half millennium (740–1250 CE) of their existence, the Judeo-Khazars sent offshoots into the Slavic lands, such as (modern) Romania and Hungary (Baron 1993), planting the seeds of a great Jewish community to later rise in the Khazarian diaspora.
We hypothesize that the settlement of Judeo-Khazars in Eastern Europe was achieved by serial founding events, whereby populations expanded from the Caucasus into Eastern and Central Europe by successive splits, with daughter populations expanding to new territories following changes in socio-political conditions (Gilbert 1993). As a result, the Jewish communities along the Caucasus borders appear more heterogeneous than other Jewish communities (Table 1), assuming an even and low admixture rate. After the decline of their Empire, the Judeo-Khazars refugees sought shelter in the emerging Polish Kingdom and other Eastern European communities, where their expertise in economics, finances, and politics were valued. Prior to their exodus, the Judeo-Khazar population was estimated to be half a million in size, the same as the number of Jews in the Polish-Lithuanian kingdom four centuries later (Polak 1951; Koestler 1976).
Some Judeo-Khazars were left behind, mainly in the Crimea and the Caucasus, where they formed
Jewish enclaves surviving into modern times. One of the dynasties of Jewish princes ruled
in the 15th century under the tutelage of the Genovese Republic and later of the Crimean
Tartars. Another vestige of the Khazar nation are the "Mountain Jews" in the North
Eastern Caucasus (Koestler 1976). In the 16th century the total Jewish population of the
world amounted to about one million, suggesting that during the Middle Ages the majority
of Jews were Judeo-Khazars in origin (Polak 1951; Koestler 1976). The remarkable close
proximity of European Jews and populations residing on the opposite ends of ancient
Khazaria, such as Armenians, Georgians, Azerbaijani Jews, and Druze (Figures 3,
S2-3, 5), supports a common Near Eastern-Caucasus ancestry. These findings are not explained by
the Rhineland Hypothesis and are staggering due to the uneven demographic processes these
populations experienced in the past eight centuries. The high genetic similarity between European Jews and Armenian compared to Georgians (Figures 5 and 6, Table 1) is particularly bewildering because Armenians and Georgians are very similar populations that share a similar genetic background (Schonberg et al. 2011) and long history of cultural relations (Payaslian 2007). We identified a small Middle Eastern ancestry in Armenians that does not exist in Georgians and is likely responsible to the high genetic similarity between Armenians and European Jews (Figure S6). Because the Khazars blocked the Arab approach to the Caucasus, we suspect that this ancestry was introduced by the Judeans arriving at a very early date to Armenia and were absorbed into the populations, whereas Georgian Jewry remained distinct (Shapira 2007).
Similarly, the relatedness between European Jews and Druze reported here and in the literature (Behar et al. 2010) is explained by Druze (geographically) Turkish-Southern Caucasus origins. Druze migrated to Syria, Lebanon, and eventually to Palestine between the 11th and 13th centuries during the Crusades, a time when the Jewish population in Palestine was at minimum. The genetic similarity between European Jews and Druze therefore supports the Khazarian Hypothesis. We emphasize that testing the Middle Eastern origin of European Jews can only be done with indigenous Middle Eastern groups. Overall, the similarity between European Jews and Caucasus populations underscores the genetic continuity that exists among Eurasian Jewish and non-Jewish Caucasus populations. This genetic continuity is not surprising. The Caucasus gene pool proliferated from
the Near Eastern pool due to an Upper Paleolithic (or Neolithic) migration and was shaped
by significant genetic drift, due to relative isolation in the extremely mountainous
landscape (Balanovsky et al. 2011; Pagani et al. 2011). Caucasus populations are
therefore expected to be genetically distinct from Southern European and Middle Eastern
populations (Figure 5), but share certain genetic similarity with Near Eastern
populations such as Turks, Iranians, and Druze. This similarity, particularly with the
Druze, should not be confused with a Semitic origin, which can be easily distinguished
from the non-Semitic origin (Figure 5). In all our analyses, Middle Eastern samples
clustered together or exhibited high similarity along a geographical gradient (Figure 3)
and were distinguished from Arabian Peninsula Arab samples on one hand and from Near
Eastern - Caucasus samples on the other hand. Our study attempts to shed light on the Khazars and elucidate some of the most fascinating questions of their history. Although the Khazars’ conversion to Judaism is not in dispute, there are questions as to how widespread and established the new religion became (among non-Jewish converts). Despite the limited sample size of European Jews, they represent members from the major residential Jewish countries (i.e., Poland and Germany) and exhibit very similar trends. Our findings support a large-scale conversion scenario that influenced the majority of the population. Another intriguing question touches upon the origins of the Khazars, speculated to be Turk, Tartar, or Mongol (Brook 2006).
As expected from their common origin, Caucasus populations exhibit high genetic similarity to Iranian and Turks with mild Asian ancestry (Figure 5, Figure S7). However, we found a weak patrilineal Turkic contribution compared to Caucasus and Eastern European contributions (Figure 7). Our findings thus support the identification of Turks as the Caucasus ancestors, but not necessarily the predominant ancestors. Given their geographical position, it is likely the Khazarian gene pool was also influenced by Eastern European populations that are not represented in our dataset. Our results fit with evidence from a wide range of fields. Linguistic findings depict
Eastern European Jews as descended from a minority of Israelite-Palestinian Jewish
emigrates who intermarried with a larger heterogeneous population of converts to Judaism
from the Caucasus, the Balkans, and the Germano-Sorb lands (Wexler 1993). Yiddish, the
language of Central and Eastern European Jews, began as a Slavic language that was
re-lexified to High German at an early date (Wexler 1993). Our findings are also in
agreement with genetic, archeological, historical, linguistic, and anthropological
studies and reconcile contradicting genetic findings regarding European Jewish ancestry
(Polak 1951; Patai and Patai 1975; Wexler 1993; Brook 2006; Kopelman et al. 2009; Sand
2009). Finally, our findings confirm both oral narratives and the canonical Jewish
literature describing the Khazar’s conversion to Judaism and the Judeo- Khazarian
ancestry of European Jews (e.g., “Sefer ha-Ittim” by Rabbi Jehudah ben Barzillai [1100] ,
“Sefer ha-Kabbalah” by Abraham ben Daud [1161 CE], and “The Khazars” by Rabbi Jehudah
Halevi [1140 CE]) (Polak 1951; Koestler 1976). We emphasize that we do not intend to cast doubt on Behar’s et al. (2010) and Atzmon et al.’s (2010) remarkable findings, but rather propose a comprehensive interpretation that explains the patterns they observed in whole genome data, those reported in the literature for uniparental data, and those observed here using both types of data. The point in these studies is that European Jews had a single Middle Eastern origin is incomplete as neither study tested the Khazarian Hypothesis, to the extent done here. Last, although disease studies were not conducted using Caucasus and Near Eastern populations to the same extent as with European Jews (Chakravarti 2011), many diseases found in European Jews are also found in their ancestral groups in Southern Europe, the Caucasus, and the Near East, attesting to their complex origins (Ostrer 2001). Because our study is the first to directly contrast the Rhineland and Khazarian Hypotheses, a caution is warranted in interpreting some of our results due to small sample sizes and availability of surrogate populations. To test the Khazarian Hypothesis, we used a crude model for the Khazar’s population structure. Our admixture analysis (of Armenians and Georgians) suggests that certain ancestral elements in the Caucasus genetic pool were unique to the Khazars (i.e. Armenians and Georgians). Therefore, using few contemporary Caucasus populations as surrogates may capture only certain shades of the Khazarian genetic spectrum (or none at all, as in this case). Moreover, our conclusions regarding the fate of the Khazars are limited to European Jewish populations. Further studies may yield a more complex demographic model than the one tested here and illuminate the multi-ethnical population structure of the Khazars. Irrespective of these limitations, our results were robust across diverse types of analyses, and we hope that they will provide new perspectives for genetic, disease, medical, and anthropological studies. Conclusions We compared two genetic models for European Jewish ancestry depicting a mixed
Khazarian-European-Middle Eastern and sole Middle Eastern origins. Contemporary
populations were used as surrogate to the ancient Khazars and Judeans, and their
relatedness to European Jews was compared over a comprehensive set of genetic analyses.
Our findings support the Khazarian Hypothesis depicting a large Caucasus
(i.e. Armenian and Georgian) ancestry along
with Southern European, Middle Eastern, and Eastern European ancestries, in agreement
with recent studies and oral and written traditions. We conclude that the genome of
European Jews is a tapestry of ancient populations including Èóäîèçèðîâàí Khazars,
Greco-Romans and Mesopotamian Jews, and Judeans and that their population structure was formed in
the Caucasus and the banks of the Volga with roots stretching to Canaan and the banks of the Jordan. |
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