Subhash Kak Indo-European family, Dravidian, and Rigveda Is there a basis for PIE concept Indic Language Families and Indo-European Yavanika, Number 6, 1996, pp. 51-64 |
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Introduction |
The concept of linguistic family tree growing in isolation is bogus and racist, the concept of Aryans is racist, and the voices calling the bluff on cardinal aspects were heard from the very beginning. Numerous fundamental objections of this work are relevant to Turkology, which suffered consequences of the bogus theories in appropriations, phony etymologies, and distorted history. And like in the case of slavery, both sides suffered from the bogus science. In case of English, denial of its Türkic Sarmatian roots led to unwitting impoverishment of its history, and to blurring of the Sarmatian history, both sides falling victims of the rickety linguistic reconstruction of history. Parochial patriotic approach deforms the cause and effect beyond recognition, from whatever corners it emanates, and the history of the last millennium demonstrated impacts of the mobility on the course of history: the latest Anglicization of the world languages via cultural mobility of the Web mirrors the mobility of the preceding cultural Americanization, which stands on the mobility of the preceding colonial Europeanization, which rested on the preceding mobility in Europeanization of the European theater, which stood on the remains of the mobile Turkification of the previous three millennia, which ultimately started with gaining mounted mobility and lactose tolerance with the advent of the Kurgan Culture in the 5th millennia BC and its spread westward and eastward. None of these momentous upheavals can be accounted for by the primitive linguistic family tree model. That global picture played out in innumerable local scenes, on a scale from subcontinent to a village, and is discernable everywhere an impartial scholar can turn to. |
Subhash Kak Indic Language Families and Indo-European |
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51 As the science of language, historical linguistics in the early 19th century saw itself as providing a framework for studying the history and relationships of languages in the same manner as biology describes the animal world. But whereas biology has been revolutionized by the discovery of the genetic code, no similar breakthrough has brought new illumination to linguistics. Over the protestations of its many critics, mainstream historical linguistics has remained within the parameters of 19th century thinking. In the meanwhile, archaeological discoveries have altered our understanding of ancient Eurasia (e.g. Renfrew 1987, Feuefirstein et al 1995). The Indo-Europeans are seen to be present in Europe a few thousand years earlier than was supposed before. The Indian evidence, based on archaeology as well as the discovery of an astronomy in the Vedas, indicates that Vedic Sanskrit is to be assigned to the 4th and the 3rd millennia BC, if not earlier. The Indian cultural area is seen as an integral whole. The Vedic texts are being interpreted as a record of the complex transformations taking place in the pre-2000 BC Indian society (Shaffer and Lichtenstein 1995).
But the whole edifice of historical linguistics related to the Indo- European family is based on the assumption that Hittite around 2000 BC is the earliest member of the family, and Vedic Sanskrit belongs to the period 1200-1000 BC. A major effort is needed to put together a new framework to
understand the pre-history of the Indo-European language family. In this note, I consider a few random linguistic questions of interest to the readers of
Yavanika that demand fresh examination. Language of Paradise We all understand how the 19th century construction of the Orient by the West satisfied its needs of self-definition in relation to the Other. To justify its ascendancy, the Other was defined to be racially mixed and inferior; irrational and primitive; despotic, and feudal. This definition was facilitated by a selective use of the texts and rejecting traditional interpretations, an approach that is now called Orientalism. The terms in the construction were not properly defined. Now we know that to speak of a "pure" race is meaningless since all external characteristics of humans are defined in a continuum. In the 19th century atmosphere of European triumphalism, what obtained in Europe was taken to be normative. With hindsight it is hard to believe that these ideas were not contested more vigorously. Although this was the age which marked the true beginnings of modern science, old
myths continued to exercise great power. When it was found that the languages of India
and Europe were related in structure and vocabulary, the West responded with "a tissue of
scholarly myths. These myths were steeped in erudition, informed by profound knowledge of
Hebrew and Sanskrit, fortified by comparative study of linguistic data, mythology, and
religion, and shaped by the effort to relate linguistic structures, forms of thought, and features of civilization. Yet they were also myths, fantasies of the social imagination, at every level. The comparative philology of the most ancient languages was a quest for origins, an attempt to return to a privileged moment in time when God, man, and natural forces still lived in mutual transparency. The plunge into the distant past in search of `roots' went hand in hand with a never forgotten faith in a meaningful history, whose course, guided by the Providence of the one God, could be understood only in the light of Christian revelation. As scholars established the disciplines of Semitic and Indo-European studies, they also invented the mythical
figures of the Hebrew and the Aryan, a providential pair which, by revealing to the people of the Christianized West the secret of their identity,
also bestowed upon them the patent of nobility that justified their spiritual, religious, and political domination of the world." (Vernant 1992). Although the term Aryan never had a racial connotation in the Indian texts, the scholars insisted that this was the sense in which the term ought to be understood. It was further assumed that Aryan meant European by race. By doing so Europe claimed for itself all of the "Aryan" texts as a part of its own forgotten past. The West considered itself the inheritor of the imagination and the mythic past of the Aryan and the idea of the monotheism of the Hebrew. This dual inheritance was the mark of the imperial destiny of the West. Despite his monotheism, the poor Jew, since he lacked Aryan blood, should have seen "the dark silhouette of the death camps and the rising smoke of the ovens." (Vernant 1992). On the other hand, the Asiatic mixed-blood Aryan had no future but that of the serf. He could somewhat redeem himself if he rejected all but the earliest core of his inheritance, that existed when the Aryans in India were a pure race. For scholars such as Max Muller this became ultimately a religious issue. Echoing Augustine, Muller saw in his own religious faith a way for progress of the Asiatic. We would smile at it now but he said, "Christianity was simply the name `of the true religion,' a religion that was already known to the ancients and indeed had been around `since the beginning of the human race."' (see Olender, 1992) But ideas - bad and good - never die. Muller's idea has recently been resurrected in the guise that Christianity is the fulfillment of Vedic revelation! (e.g. Panikkar, 1977). A linguistic "Garden of Eden" called the proto-Indo-European (PIE) language was postulated. Europe was taken to be the homeland of this language for which several wonderful qualities were assumed. This was a theory of race linking the Europeans to the inhabitants of the original homeland and declaring them to be the original speakers of the PIE. By appropriating the origins, the Europeans also appropriated the oldest literature of the Indians and of other IE speakers. Without a past how could the nations of the empire ever aspire to equality with the West? Indian literature was seen to belong to two distinct layers. At the deepest level were the Vedas that represented the outpourings of the nature-worshiping pure Aryans. At the next level, weakened by an admixture with the indigenous tribes, the literature became a narrative on irrational ritual.
54 Science and Pseudoscience In scientific or rational discourse the empirical data can, in principle, falsify a theory. This is why creationism, which explains the fossil record as well as evolution by assuming that it was placed there along with everything else by God when he created the universe in 4004 BC, is not a scientific theory: creationism is unfalsifiable. Building a scientific theory one must also use the Occam's razor, according to which the most economical hypothesis that explains the data is to be accepted. Bad intent should not turn anyone away from good science. Why isn't PIE good science? It looks reasonable enough: If there are biological origins then there should be linguistic origins as well. And why don't we believe that the nature of language tells us something about culture? If Europeans have been dominant in recent history, then why don't we accept it as a characteristic of the European? If Europe was dominant in ancient times then the origin of the PIE must be in the European sphere from where the energy of its early speakers carried them to the far corners of Asia and allowed them to impose their language on the native speakers. There are several problems with the idea of PIE. It is based on the hypothesis that languages are defined as fixed entities and they evolve in a biological sense. In reality, a language area is a complex, graded system of several languages and dialects of a family. The degree of homogeneity in a language area is a reflection of the linkages, or interaction within the area. For a language distributed widely in the ancient world, one would expect several dialects. There would be no standard proto-language. It is clear that language families belong to overlapping groups (Figure 1), because such a view allows us to represent better the complex history of the interactions amongst their ancestor languages. Such an overlap need not imply that the speakers of either group intruded into the overlapping region. ![]() We note further the warning by N.S. Trubetskoy (1939) that the presence of the same word in a number of languages need not suggest that these languages descended from a common parent: The evolution of a language with time is a process governed by context-sensitive rules that express the complex history of interactions with different groups over centuries. The changes in each region will reflect the interaction of the speakers with the speakers of other languages (most of which are now extinct) and various patterns of bilingualism. There is no evidence that can prove or disprove an original language such as PIE. We cannot infer it with certainty since the historically attested relationship between different languages could have emerged from one of many competing models. If one considers the situation that prevailed in the New World when Europeans arrived as typical, the ancient Old World had a multitude of languages. It is from this great language diversity that a process akin to biological extinction led to the currently much smaller family of languages. The metaphor of something perfect or pure leading to large diversity must be replaced by the metaphor of a web (Robb, 1993). This becomes clear when we consider biological inheritance: as we go back in time we have more and more ancestors. The postulation of PIE together with a specific homeland in Europe or Turkey does violence to facts. There is no evidence that the natives of India for the past 8,000 years or so have looked any different from what they look now. The internal evidence of this literature points to events that are as early as 7000 years ago (Kramrisch, 1981) and its geography is squarely in the Indian region.
If there was no single PIE, there was no single homeland either. The postulation of an "original home", without anchoring it to a definite time-period is to fall in the same logical trap as in the search for invasions and immigration. Tree or animal name evidence cannot fix a homeland. In a web of languages, different geographical areas will indicate tree or animal names that are specific to these areas. When the European side of the IE languages are examined, the tree or animal names will favor those found in its climate and when the Indian side of the languages are examined, the reference now will be to its flora and fauna. Colin Renfrew (1987) has pointed out how a circular logic has been used by linguists to justify what has already been implicit in their assumptions. Speaking of the work by Paul Friedrich (1970) on
"Proto-Indo-European trees", Renfrew reminds us that the starting assumption there is that PIE was current in western Caspian and the Carpathians during the fourth millennium and the
first centuries of the third millennium and then Friedrich proves that this was the PIE homeland! Reminds Renfrew: Aryan and Dravidian It was Bishop Caldwell (1875) who suggested that the South Indian languages of Tamil, Malayalam, Kannada, and Telegu formed the separate Dravidian family of languages. He further suggested that the speakers of the proto-Dravidian language entered India from the northwest. Other scholars argued against this Dravidian invasion theory. Scholars have argued that this attempt to see both the North and the South Indian languages coming to the subcontinent from outside (West Asia) as another example of the preoccupation with the notion of the "Garden of Eden". In reality, the problem of what constitutes an Aryan or a Dravidian, in the biological or cultural sense in which it is generally posed, is insoluble. The problem of Aryan and Dravidian is a conflation of many categories. Indian texts do not use the term Arya or Aryan in a linguistic sense, only in terms of culture. There is reference in the Manu Smrti where even the Chinese are termed Aryan, proving that it is not the language that defines this term. The South Indian kings called themselves Aryan as did the South Indian travelers who took the Indian civilization to Southeast Asia. One may have posed the problem in terms of the anthropological 'distinction' between the speaker of the North and the South Indian languages. But the anthropologist tell us that there is no difference.
When linguists in the last century insisted that the term "Aryan" be reserved for the North Indian languages alone, it was inevitable confusion would emerge (Kak, 1994). The definition of Aryan and Dravidian are extrapolated from the culture of the speakers of the North and the South Indian languages. But the cultures of the North and the South are the same as far back as we can go.
(There is some minor difference in kinship rules.) There is even a mirroring of the sacred geography. The North has
Kashi and Mathura; the South has Kanchi and Madurai. Who is to say what was the original? If there is no cultural
difference then the use of the term "Aryan" as defining the culture of just the speakers of the North Indian languages is misleading. This following example puts the absurdity of the terminology in focus. There exist texts that state that Tamilian Hindus came and settled in Kashmir in the early 15th century in the liberal reign of Bada Shah. We don't know how many people came, but that is the nature of such textual evidence anyway. Now what does that make a Kashmiri? An Aryan or a Dravidian? Some scholars have claimed a Dravidian substratum for Marathi, but how do we know that prior that Dravidian substratum there was not some other language that was spoken there? And maybe there has been more than one shift back and forth. Let's imagine that everyone in India originally spoke Dravidian and then due to some process of "elite dominance" most people in the North started speaking Indo-Aryan and they kept their old traditions and legends. The new speakers will still be culturally Dravidian and certainly they would be so "biologically", if that could ever mean anything. If this is what happened in India then are the Aryans actually Dravidians and, by implication, are the Dravidians also Aryans? There could be two groups of people speaking two different languages who culturally belong to the same tradition like the modern-day Hungarians and Czechs.
We don't know who were the authors of the Vedas. They could have been bilinguals who knew `Dravidian' and `Vedic'; maybe their first language was really Dravidian even though they had Sanskrit names as has been true in South India for much of historical times; or they were purely Sanskrit speaking. No rhetoric or ideology can resolve this question. The use of a language in literature does not even mean that the speakers are a dominant elite. Let's consider the use of Urdu in Pakistan (Or Latin in Middle Age Europe). The Punjabi speaking Punjabis are the dominant group but Urdu is used for official work purely due to some historical factors. In fact, the only Urdu-speaking ethnic group in Pakistan, the Mohajirs, feel they are at the bottom of the totem pole. The Indic family has the sub-families of North Indian and Dravidian ![]() The texts cannot reveal the ethnic background just as Indians in the US who have adopted American names cannot be identified as ethnically Indian from their writing. The lesson is that the term "Aryan", misused by so many different parties, should be retired from academic discourse. Several kinds of families The Indian linguistic evidence requires the postulation of two kinds of classification. The first is the traditional Indian classification where the whole of India is a single linguistic area of what used to be traditionally called the Prakrit family. Linguists agree that based on certain structural relationships the North and the South Indian languages are closer than Sanskrit and Greek (Emeneau, 1980). Second, we have a division between the North Indian languages that should really be called North Prakrit (called Indo-Aryan by the linguists) and the South Indian languages that may be called South Prakrit (or Dravidian) (Figure 2). There is also the Indo-European family to which the North Prakrit languages belong. Likewise, Dravidian has been assumed to belong to a larger family of agglutinative languages. This classification will allow us to get rid of the term Aryan in the classification of languages which is a good thing because of the racist connotation behind its 19th century use. Its further virtue is that it recognizes that language families cannot be exclusive systems and they should be perceived as overlapping circles that expand and shrink with time. Back to Ancient India Some Indologists driven by the old race paradigm have stood facts upside down to force them to fit their theory. We know that the internal evidence of the Indian texts shows that the Vedas precede the Puranas. But since the Puranic themes are shown in the iconography of the Harappan times (2600-1900 BC), the Puranic material is taken to precede the Vedas so that the Vedas could be placed in the second millennium BC. I think the only logical resolution of all the archaeological and textual evidence is to assume that the Indic area became a single cultural area at least around 5000 BC. The Indian civilization was created by the speakers of many languages but the language of the earliest surviving literary expression was Vedic Sanskrit, that is itself connected to both the North and the South Prakrit languages. This idea is supported not only by the internal evidence that shows that the Indic tradition from 7000 BC onwards is an indigenous affair, but also from the new analysis of ancient art (Kak, in press). For example, David Napier (in press) shows how the forehead markings of the Gorgon and the single-eye of the cyclops in Greek art are Indian elements. Although he suggests that this may have been a byproduct of the interaction with the Indian foot soldiers who fought for the Persian armies, he doesn't fail to mention the more likely possibility that the influence was through the 2nd millennium BC South Indian traders in Greece. This is supported by the fact that the name of the Mycenaean Greek city Tiryns - the place where the most ancient monuments of Greece are to be found - is the same as that of the most powerful Tamilian sea-faring people called the Tirayans.
61 Greece and India Since the 2nd millennium interaction between Greece and India is becoming clear only now, it is appropriate to ask if their languages were frozen into fixed categories wrongly by the 19th century historical linguists. Consider the centum/satem divide in which Greek belongs to the centum group and the North Indian languages belong to the satem group. The old tree model is used to divide the PIE into these two sub-classes with the centum group representing the western branch and the satem group representing the eastern branch. The discovery of Tocharian as a centum language was seen as an example of heroic a movement of centum-speaking people from the west. But now the discovery of Bangani, a centum language in India itself has make the whole idea of a tree-like division suspect. Consider also the question of our knowledge of the vocabulary of various languages. For some languages, this knowledge was primarily obtained in quick field-work done decades ago by scholars who were not native speakers. Could it be that they missed out on vital evidence? Mallory (1989, page 114) informs us that the word *mori "seems originally to have meant swamp, marsh land or lake, rather than a large body of open water. “[I]t is found only in European languages and not in Indo-Iranian other than Ossetic - an Iranian language contiguous to Europe although originating further to the east.” This "fact" has lent itself to endless theorizing. But this "fact" is a result of incomplete surveys. The word mar, a cognate, is a common Kashmiri term for a swamp or even a lake. We see this word in the formation of Kashyapmar from which the word Kashmir is derived. Even (Dravidian) Kannada has a cognate. Also, many Hindi speakers pronounce the word for "hundred" as
sainkara rather than saikara, which
the field studies tell us. Does that make Hindi a centum language? Certain assumptions regarding provenance and chronology were used to devise the vocabulary of PIE. The assumptions regarding chronology were shown wrong by the discovery that the Rgveda should be dated prior to at least 1900 BC. Concluding Remarks The archaeological findings from India and the discovery of the astronomy of the Vedic period are fatal for the constructions of historical linguistics that arose in the 19th century and are still being followed in schoolbooks in India although textbooks in the West have begun to present the new picture. While the general language categories seem reasonable, the concept of overlapping families seems essential to obtain better conceptual clarity. The Indic family is an example of such overlapping families. The breakdown of the old paradigm calls for considerable effort to create a new one to take its place. In particular, the emerging chronological framework can be used to examine the relationships between Sanskrit and other ancient Indo-European languages. Etymological dictionaries should be revised to take note of the antiquity of Vedic Sanskrit. If PIE did not exist, can we extrapolate from the earliest layer of Vedic Sanskrit for correlations with life in
prehistoric Harappan India? Notes and References Caldwell, R. 1875. A Comparative Grammar of the Dravidian Languages. 2nd edition. London. Shaffer, J.G. and Lichtenstein, D.A. 1995. "The concept of `cultural tradition' and `palaeoethnicity' in South Asian archaeology." In The Indo-Aryans of Ancient
South Asia., G. Erdosy (ed.). 126-154. Berlin. |
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